Proposed State Authorization Regulations: The Good, the Bad, and the Ugly
Published by: Russ Poulin | 3/24/2014
March 24, 2014
On March 20, I posted the new language proposed by the U.S. Department of Education staff regarding federal requirements for the state authorization of distance education. In that post, I asked for comments and I received quite a few. I apologize for not responding to everyone personally, but I appreciate your questions and input.
In this blog post, I will focus my reactions on a few of the most important topics…the good, the bad, and the ugly. (In case you need background music while reading).
If I don’t cover your question or comment, I still have them in mind. Anything written here should be taken as my personal interpretation and opinion. Unless otherwise stated, the content of this post does not reflect the opinions or positions of the Negotiated Rulemaking Committee or the Department.
Proposed Language Came from the Department
Some assumed that the U.S. Department of Education’s Negotiated Rulemaking Committee (of which I am a member) had a hand in drafting the proposed language. We did not. We will consider this draft language at a meeting this week with a plan to try to finalize it at an April meeting.
I have heard from a few of the other negotiators and we were surprised at the length and depth of the regulations proposed by the Department.
Don’t Treat Distance Education Differently Unless Absolutely Necessary
Before getting to the details, I need to reiterate that distance education should not be treated differently just because it is a different mode of instruction. This has been a recurring theme of mine. If distance education is treated differently, there needs to be a good reason to do so.
The Good – The Idea of Reciprocity is Embraced
In the first section, reciprocity agreements among states are specifically mentioned as paths toward authorization. While reciprocity has previously been deemed sufficient in Dear Colleague letters issued by the Department, this is the first time that the Department has suggested that it be part of the regulation.
I received several questions about the mention of two types of reciprocity:
Both are agreements among states, but the Department seemed to think it is necessary to separate these out by what type of entity administers the agreement. Personally, this division seems unnecessary.
There are other requirements for reciprocity, such as posting notices about participating in a reciprocity agreement, posting notices if an institution loses its authorization gained from a reciprocity agreement, and the procedures if a reciprocity agreement administered by a non-state estimate ceases to exist. Some of those requirements may be redundant with other regulations, but the good news is that reciprocity is seen as a key alternative in allowing institutions to obtain the necessary approvals.
The Bad – No More Exemptions for Distance Education Institutions
I received several questions about this proposed language:
(7) An institution is not considered to be legally authorized to offer postsecondary distance or correspondence education in a State if it is exempt from State approval or licensure requirements based on accreditation, years in operation, or other comparable exemption.
Phil Hill of the e-Literate blog wrote a nice piece on this issue. As I read the above language, this would mean that states that now use exemptions for distance education could no longer do so. If implemented, this would call into question the status of all the institutions serving students in those states. Phil Hill states that the proposed regulations “would represent a dramatic increase in federal control of distance education and compliance burden for institutions.”
This is a huge issue and I disagree with it for the following reasons:
How big will the lack of exemptions be?
I had Marianne Boeke from NCHEMS (and helps me with state authorization work) do a quick analysis of the states that use exemptions…and it all depends on how you count. At least 19 state regulatory agencies would definitely be affected and it is a good guess that at least another ten would need to change processes. For another handful, it is unclear. In the Phil Hill article, Greg Ferenbach (Cooley, LLP) is cited as saying that three-quarters of the states would need to make changes. An estimate of 25 – 40 states seems reasonable. That’s a big impact.
Allow Exemptions by Name?
Now…allow me to be seemingly inconsistent. Since authorization has a basis in protecting consumers (in this case, students), I can see the need for the Department to require states to identify those institutions that are exempted by name. Yes, this does place an extra burden on those few states who do nothing. However, I wonder how adequate the consumer protection scheme could be in a state that is unaware of which institutions are serving their constituents.
The Ugly – More Questions than Answers (But It’s Still Early)
I’m a sucker for elegant language. I recently read “James Madison and the Struggle for the Bill of Rights” by Richard Labunski. I came away for a new-found appreciation for the elegance of the wording in the first ten amendments to the U.S. Constitution. Madison and his committee started with more than 200 proposed amendments, many of which were very long. They finished with twelve amendments (only 10 were ratified) and trimmed the wording to the essential concepts. Phil Hill observed that the proposed regulation “would replace these 75 words with 1,086 words of new requirements.”
Less is often more.
The extra words seem to have raised more questions. Since I’ve gone on too long already, I’ll keep these short:
Final Word – Keep Going with Your Authorizations
I was asked if institutions should hold up on their authorizations. I say keep going. It looks like the Department wants to bring it back. If you wait to put your applications in with all of those who wait until the federal regulation is in place, don’t expect the states to do you any favors. You are better off being ahead of the coming on-rush of applications. Remember, regardless of what happens with the federal regulations, states still expect you to follow their laws.
Enough for now. It should be an interesting week.
Interim Co-Executive Director
WCET – WICHE Cooperative for Educational Technologies
If you like our work, join WCET!